About The Concord Review
The Concord Review
is the only journal in the world for the academic expository
writing of secondary students, and provides a benchmark for
students in other countries to try to reach. In this case, it is
the performance mostly of United States secondary students that
sets the world benchmark/standard which other countries can
aspire to emulate...
Mr. Will Fitzhugh is Editor and Publisher of The Concord Review and
Founder of the National History Club and the National Writing
Board. He has an A.B. from Harvard College and an Ed.M. from
Harvard Education School.
Brandon Hopkins
A Turning Point in
the Life of John Adams January 10, 2009
The New Media Journal is pleased to acknowledge the exemplary work of
The Concord Review. In recognition of their continued quest for
scholastic excellence among the secondary school students of the United
States, we are proud to present several essays as examples of American
excellence.
What was the American Revolution?
The American Revolution was one of the great turning points in the
history of mankind. It marked the beginning of the end of slavery, led
to the founding of the first large and stable republic in history, and
inspired the establishment of governments based on the natural rights of
man all over the world. In the minds of most Americans, the American War
for Independence began on April 19, 1775, when shots were fired on
Lexington Green. John Adams said, however, that our War for Independence
was not the real American Revolution. That, he said, occurred in
the hearts and minds of the people during the fifteen years prior to
1775.
In 1815 John Adams wrote to Thomas Jefferson:
As to the history of the revolution, my Ideas may be peculiar,
perhaps singular. What do We mean by the Revolution? The War? That was
no part of the Revolution. It was only an Effect and a Consequence of
it. The revolution was in the Minds of the People, and this was effected
from 1760-1775, in the course of fifteen Years before a drop of blood
was drawn at Lexington.
In another letter to Hezikiah Niles written in 1818, John Adams said:
What do we mean by the American Revolution? Do we mean the American
war? The Revolution was in the minds and hearts of the people; a change
in their religious sentiments, of their duties and obligations...This
radical change in the principles, opinions, sentiments, and affections
of the people was the real American Revolution.
For John Adams and perhaps many others, this change of mind and heart
began in February 1761, the day that James Otis, Jr., a prominent Boston
attorney, attacked the legality of Writs of Assistance in the Superior
Court of the Royal Colony of Massachusetts. John Adams was an eyewitness
to this event and took notes during the trial. Adams preserved these
notes and described the trial in his Autobiography.
Throughout his life, John Adams was unceasing in his praise of James
Otis, Jr., and his family. In 1785 he wrote the following to Thomas
Jefferson in regards to the Otis family:
I declare, I don’t believe there is one family upon Earth to which
the United States are so much indebted for their Preservation from
Thralldom. There was scarcely any Family in New England had such
Prospects of Opulence and Power under the Royal Government. They have
sacrificed them all.
In 1823 shortly before his death, John Adams met with and wrote numerous
letters to a Judge William Tudor to assist Tudor in writing a biography
of James Otis, Jr. In addition to helping Tudor with Otis’s biography,
Adams conceived of having a painting done to commemorate Otis’s
contribution to the revolutionary movement during the Writs of
Assistance trial. However, the painting was never undertaken.
John Adams’s sons, Charles Francis Adams and John Quincy Adams, in the
biography of their father, The Life of John Adams, spoke of the
tremendous impact Otis had on their father. They observed, “It is
apparent that [Otis’s] arguments in February 1761 opened a new world
before him [John Adams], and he entered it with unhesitating step.”
Likewise, a modern biographer
of John Adams, Page Smith, described how Otis’s attack on Writs of
Assistance influenced Adams:
It is given a man to be once so moved, so transported as John Adams
was. These are the experiences that touch and transform; these are the
moments in which truth seems to have descended from heaven in the
inspired word. An old man’s hindsight must have its due, for it is
indeed in such moments that men are remade and revolutions conceived.
Born from the authentic word, they grow in the darkness of men’s hearts
and minds until they are ready to dispute with the powers of this world
the issue of man’s destiny on earth.
Military historian and Revolutionary War scholar John Galvin believes
that James Otis, Jr., played a major role the events that led to the War
of Independence. Galvin’s list of turning points in the march toward
American independence differs from those of other historians. He agrees
with Adams that the Writs of Assistance trial was the first of these
turning points. He states:
The turning points in the march of events from loyalty to revolution
are not the crises usually mentioned (Stamp Act, Townshend Acts,
massacre, tea party, Port Bill). The first clear turn down the road to
revolution was Otis’ attack against the writs of assistance in 1761.
When he followed this with his Vindication in 1762, he established the
first popular doctrinal basis for the defense of the province charter
and the repudiation of Parliament. Otis’ early challenges set the tone
of response to the Stamp Act and created the environment that brought
radical Samuel Adams into the House of Representatives in 1765. The
united efforts of Otis and Adams through the period of the Townshend
Acts (1767-1769) resulted in the destruction of the court
party on the issue of whether or not the circular letter would be
rescinded. Then, with Otis gone, Adams organized the provincial
committees of correspondence, which became the backbone of the
resistance in Massachusetts and later in the other colonies. Adams was
unable to move until the times made it possible—but to a great degree
the profound shift of loyalties from the king to the provincial charter
came about through the work of Otis.
According to Galvin, Otis viewed himself as a loyal subject of the
British crown and as a devoted student, admirer, and practitioner of the
most enlightened legal system in the world. Throughout the
pre-Revolutionary period Otis fought to preserve the natural rights of
man as guaranteed in that collection of laws and statutes that had come
to be known as the British Constitution. In the courts, in the colonial
legislature, on the streets of Boston, and on the roads of New England,
Otis sought to protect his countrymen from those who threatened the
rights of Englishmen. In the process of pointing out the illegality and
irrationality of Britain’s colonial policies during the
pre-Revolutionary period, Otis unintentionally laid the legal and
philosophical ground work for the revolutionary American independence
movement that Samuel Adams spearheaded.
In the introduction to a series of biographical sketches written for the
National Gallery on the leaders of the pre-Revolutionary era, Lillian
Miller describes the philosophical impact that Otis had on the Patriot
movement:
In denouncing the writs [of assistance], James Otis, Jr., not only
condemned what he believed to be their illegality as ‘the worst
instrument of arbitrary power, the most destructive to English Liberty,
and the fundamental principles of the constitution,’ but in doing so he
argued that every man had a ‘right to his life, his liberty...his
property.’ Furthermore, he defined these rights as ‘written on [man’s]
heart, and revealed to him by his maker.’ They were, Otis maintained,
‘inherent, inalienable, and indefensible by any laws, pacts, contracts,
covenants, or stipulations, which man could devise...’ Spoken in 1761,
the idea that these words express was to
become so deeply ingrained in the minds and hearts of Americans in
all parts of the colonies that it would animate the explosive chain of
events recounted in this narrative, and [fifteen] years later find
fuller and finer utterance in the Declaration of Independence.
The idea that Otis made a major contribution to the revolutionary
movement stands in striking contrast to the views of a surprising number
of historians who either say nothing of Otis’s contributions or who,
like Lawrence Leder, tell us that “Otis had no ground in legal
precedent and so took an emotional position, challenging
Parliament’s right to authorize unreasonable searches and seizures, and
alleging that a man’s home was his castle. Otis lost his case
without winning a moral victory as had Patrick Henry (emphasis
mine).” This historian suggests that Otis’s Writs of Assistance trial
had little impact on the American independence movement.
The writings of Tudor, Adams, and others tell quite a different story.
The purpose of this paper is to show how important the Writs of
Assistance trial and the contributions of James Otis, Jr. were to the
American Revolution by re-examining the context and content of the
trial, the immediate reaction of Otis’s contemporaries to it, and the
long-term effects of Otis’s attack on Writs of Assistance on the
American Revolution principally through the eyes of John Adams.
The Context of the Attack on Writs of Assistance
The seeds of the controversy over Writs of Assistance were planted early
in the reign of George II (1727-1760), when sugar plantation owners in
the British West Indies complained to Parliament that American colonial
merchants were trading with planters in the French West Indies instead
of with them. There were good reasons why the North American colonists
did this. The French planters paid more for New England goods like rum,
apple cider brandy, lumber, pork, fish, onions, cheese, livestock, wool,
and flax than the British planters. The French planters also sold their
molasses and sugar to American merchants for lower prices than the
British planters did.
Nevertheless, this pattern of trade was contrary to the popular
principles of mercantilism, which dictated that colonies existed to
enrich the empire of which they were a part, not someone else’s. The
British planters in the West Indies were extremely wealthy and,
consequently, had great influence in Parliament.
The wealth of West Indian planters can be estimated by the value of the
exports from the British West Indies, which dwarfed those of the
mainland of North America and the mainland of Asia as well. The demand
for sugar in Europe and Great Britain was very high. From 1713 to 1792,
Great Britain imported a total of £162,000,000 worth of sugar from the
little islands of Jamaica, Barbados, St. Kitts, and others. Even more
was purchased on the European Continent. The richest of all the “sugar
islands,” however, was the French colony of San Domingo, which later
became Haiti. Ironically, this is where most of the New England
merchants did their trading even during the French and Indian War. The
planters on these French islands acted as important allies to Great
Britain and British North America during this conflict with France.
French West Indian planters unhesitatingly supplied colonial New England
merchants with guns, gun powder, ammunition, and medical supplies that
were used to support British troops in the conquest of the French colony
of Canada.
In 1733, in response to the crocodile tears of the wealthy British West
Indian sugar plantation owners, Parliament passed the Molasses Act of
1733 placing a high, nine-pence-a-gallon duty on molasses and sugar
coming from non-British sources. Men acquainted with the details of New
England trade like Governor Thomas Hutchinson of Massachusetts, believed
that molasses could not be taxed at a rate greater than three pence a
gallon without seriously endangering the business of New England
distilleries and merchants. Molasses was used to produce rum in New
England which was in high demand in many parts of the world. There were
60 rum distilleries in Massachusetts alone. Rum was an important source
of colonial income and the specie, or gold and silver coins, needed to
buy goods outside of the colonies and to pay for many colonial debts.
Because many believed that British imperial wealth was essential to the
survival of a British empire that was facing fierce competition from
less benevolent empires like France and Spain, other acts promoting
mercantilism were passed by Oliver Cromwell and Charles II in the late
1600s. The Navigation Acts of 1660, 1663, and 1673 forbid the
importation of goods into England except in English vessels or in
vessels from the country producing the goods. These acts also guaranteed
markets in Great Britain for some American products like tobacco, furs,
timber, and ships, but not for others like fish, flour, wheat, and meat
which England produced for itself. Manufacturing in the colonies was
restricted by the Manufacturing Acts to protect markets for goods
manufactured in England. These acts included the Woolen Act of 1699 that
prohibited colonists from manufacturing woolen cloth, the Hat Act of
1732 that forbid colonists from making hats, and the Iron Act of 1750
that barred colonist from engaging in metal processing. The Molasses Act
and other acts that placed duties on imported goods were called the Acts
of Trade.
Tudor explained how New England merchants came to view the Navigation
Acts, the Manufacturing Acts, and the Acts of Trade as both unfair and
irrational because these acts limited the prosperity of both the
colonists and Great Britain:
The northern colonies had no great staple of agriculture to employ their
labor and afford them wealth. Industry and enterprise might make them
amends, by enabling them to secure the comforts and gradually to
accumulate the wealth that would furnish the luxuries of life, but they
found their exertions impeded in every direction. Even the fisheries,
which formed a very important part of their employment, were put in
jeopardy by some of the regulations consequent on the ‘Acts of Trade.’
They seemed in fact to be made the victims of every separate interest in
the empire, and in all cases of rivalry they were the party to be
sacrificed; they were not allowed to manufacture, because the
manufactures of the parent country would be injured; they were confined
in their navigation, because the shipping interest in England would
suffer; they were not allowed to sell their fish for French and Spanish
molasses, because the sugar colonies would not have the monopoly of
supplying them; they could not import teas from Holland, because it
interfered with the East India Company; they could not trade with Spain
and Portugal nor any other nation, because it infringed the navigation
laws. Under this colonial system, thwarted in every movement, they
received no equivalent for their deprivations, and were constantly
restive and refractory: the system indeed was wholly inapplicable to
them, unless they were doomed to poverty, ignorance, and insignificance.
After the Revolutionary War and the War of 1812, Tudor noted that the
United States, once freed of these restrictions and allowed to develop
its own industry, increased its consumption of English products a
thousand fold without costing England a single dollar for government
services or military protection. Tudor points out that this astonishing
increase in trade between the United States and Great Britain clearly
demonstrated the foolishness of restrictive colonial policies in general
and the absurdity of the Navigation Acts and Acts of Trade in
particular.
Fortunately early in the 1700s some clear thinking and powerful men in
Great Britain recognized the unfairness and the potentially harmful
effects of the Navigation Acts and the Acts of Trade on American
business and saw to it for nearly a century that many of the more
obnoxious provisions in these acts were not strictly enforced. This
policy of inaction was deliberately carried out primarily by the leaders
and members of the Whig party in Great Britain to promote prosperity in
the colonies and was called Salutary Neglect. However, In 1759 after the
French and Indian War, or the Seven Years War as it was called in
England, Great Britain’s prime minister William Pitt, who was ironically
the leader of the Whig party, and Parliament under the dying King George
II became gravely concerned with their national debt that totaled
£123,000,000 and was rising rapidly because of the interest on the loans
taken out to finance the war.
Pitt had no intention of having Americans pay for all these costs
despite the benefits British North American colonists received as a
result of the conquest of Canada. However, Pitt believed that America
should be required to contribute some fraction of the ongoing cost of
stationing troops in America to secure Canada and the land west of the
Appalachian Mountains from any further French or Indian hostilities.
Pitt and his ministers made the fateful decision of not going through
the usual channels of making requests for funds through the colonial
legislatures. Instead Pitt decided to raise funds in America by doing
away with Salutary Neglect and collecting the duties that Parliament had
already approved. Pitt emphasized that he was calling for no new taxes
but was calling on customs officials and royal governors to enforce
provisions that had already been approved by Parliament and merely had
been neglected for many years.
In August 1760, Prime Minister William Pitt sent letters to all the
governors in the American colonies ordering them to “be aiding and
assisting to the collectors and other officers of our admiralty and
customs.”22 Headquarters for the revitalized customs operation was to be
in the port of Boston. Pitt also ordered all customs officials to go to
America to occupy their posts in person. Prior to this time, most
customs officials hired deputies to carry out their duties in America.
As part of the plan to strictly enforce the duties in the Acts of Trade,
Governor Thomas Pownall of Massachusetts, who was a known opponent to
the strict enforcement of the Acts of Trade, was recalled. In his place
came Francis Bernard, the ex-governor of New Jersey, who was looking for
a slightly better financial situation himself and lucrative government
jobs for his sons. Bernard arrived in Boston in the summer of 1760. He
was well aware of the town’s reputation for smuggling, and he looked
forward to receiving his share—a full third—of all the money resulting
from the sale of seized goods.
When Governor Bernard arrived, James Otis, Jr., was the acting Advocate
General, or chief prosecuting attorney, of the Admiralty Court in
Massachusetts, the special court set up to deal with violations of the
Navigation Acts and Acts of Trade. As such, his principle duty was to
prosecute violators of the Acts of Trade. The income for serving in this
position depended to a large extent on the amounts and values of the
goods confiscated by customs officials. Money from the sale of seized
cargo was, according to the laws of the colony, supposed to be split
three ways. One third was designated for the King’s use in the province.
The royal governor received another third, and the customs officials
involved in the seizure of goods got the remaining third. Income from
this source could supply royal governors and other royal officials with
substantial incomes that were independent of the sometimes meager
salaries granted to them by colonial legislators. In time, such revenues
came to be regarded as a threat to a highly valued legislative power.
All revenues that provided income to royal officials outside of the
control of colonial legislatures diminished the legislatures’ power
of the purse over the royal colonial government, especially, the
royal governor—a key check in the power of the royal executive branch.
This power was similar in every respect to the power of the purse
held by Parliament to check the power of British kings. The right to
check the power of English kings to raise funds for war and other
expenses was established early in English history when King John
(1199-1216) was forced to sign the Magna Carta, which said that large
sums of money could not be raised by the crown without the consent of
the barons in common council and that no free man could be punished by
the crown without judgment by his equals and by the law of the land. The
Magna Carta was important because it established the idea that the king
and all royal government was bound by law. Arbitrary government, or rule
by edict or royal whim, was expressly prohibited.
Arbitrary measures taken by later kings such as Charles I and James II
to minimize the rights of free Englishmen and the legislative power of
Parliament included the dismissing of parliament for long periods of
time, the raising of funds through forced loans and import duties not
approved by Parliament (tonnage and poundage),25 the quartering of
soldiers in homes, imprisonment without a trial, and random, unwarranted
searches and seizures of the property of uncooperative subjects,
unapproved expansion of ancient forms of taxation (ship tax), the
selling of monopolies, and the acceptance of financial support from
foreign kings.
Charles I also summoned his enemies to two special courts created to try
men for failing to obey Crown edicts: the Court of Star Chamber and the
Court of High Commission.27 Such royal actions led directly to the
beheading of Charles I, the English Civil War, passage of the Petition
of Right, and its acceptance by Charles II, as well as the loss of the
throne by James II, the Glorious Revolution of 1688, the passage of the
English Bill of Rights, and its acceptance
by William and Mary of Orange.
Educated subjects of the British Empire both in British North America
and in the British Isles, especially lawyers like John Adams and James
Otis, Jr., were well acquainted with these key historical events. The
Petition of Right passed by Parliament in 1628 declared all taxes not
voted by Parliament illegal and condemned the quartering of soldiers in
private houses, arbitrary searches and seizure of property, arbitrary
imprisonment, and the establishment of martial law in times of peace.28
The English Bill of Rights of 1688 reaffirmed the right of Parliament to
convene regularly, the illegality of foreign subsidies, and other
English civil liberties such as a trial by jury, a speedy trial, and the
right of petition and redress.29 These laws along with the Magna Carta
and others like them were regarded as England’s “unwritten”
Constitution. England’s Constitution was unwritten only in the sense
that it was not a single document written at a single moment in history
by a single body of men. British North American colonists and
Englishmen alike took great pride in the fact that Britain had written
laws that established general legal principles that amounted to a
Constitution, and many even referred to England itself as “good old
Constitution.”
Despite England’s Constitutional laws guaranteeing essential civil
liberties to all subjects of the British crown, Pitt ordered customs
officials in the colonies to apply to the Superior Courts in the
“Provinces,” as the colonies were called at that time, for “Writs of
Assistance” to help the customs officials enforce the Acts of Trade. In
John Adams’s Autobiography published between
1802 and 1807, he described the circumstances surrounding the issuing of
Writs of Assistance in Massachusetts in 1759.
The next Year after I was sworn [as a member of the bar in
Massachusetts], was the memorable year 1759 when the conquest of Canada
was completed by the surrender of Montreal to General Amherst...The King
[George II through his Prime Minister William Pitt] sent instructions to
his Custom house officers [Mr. Lechmere and Mr. Paxton in Boston] to
carry the Acts of Trade and Navigation into strict Execution. An
inferior Officer of Customs in Salem whose Name was Cockle petitioned
the Justices of the Superior Court [under orders of Mr. Paxton] at their
Session in November [1759] for the County of Essex [headquartered in
Salem, MA], to grant him Writs of Assistants, according to some
provisions in one of the Acts of Trade, which had not been executed...
Writs of Assistance were general search warrants which allowed
colonial customs officials to “break open Shops, Cellars, and Houses to
search for prohibited Goods, and merchandise on which Duties had not
been paid” without having to consult a judge, describe the goods being
searched for or their suspected location, or provide any evidence that
such goods even existed. Appointees of customs officials having such
Writs could legally search the premises of any individual they chose on
the basis of suspicion alone without having to provide any evidence
supporting the necessity of their actions. Specific search
warrants, on the other hand, were common, well-accepted, standardized
legal tools that required a judge’s signature, lasted only a month, and
bore a declaration of the goods that had been allegedly smuggled, their
suspected location, and the names of those making these declarations.
The legality of such warrants was never questioned. Adams goes on to
explain how the matter of Writs of Assistance was brought to trial.
Some Objection was made to this Motion [to issue general search
warrants or Writs of Assistance to customs officials], and Mr. Stephen
Sewall, who was then Chief Justice of that Court, and a zealous Friend
of Liberty, expressed some doubts of the Legality and Constitutionality
of the Writ [referring to the British Constitution] and of the Power of
the [Superior] Court [of Massachusetts] to grant it. The Court ordered
the question to be argued at Boston in February term 1761. In the
meantime Mr. Sewall died, and Mr. Hutchinson, then Lieutenant
Governor...was appointed in his Stead, Chief Justice.
Lieutenant Governor Thomas Hutchinson was second only in power to the
Royal Governor Francis Bernard in the executive branch of the Royal
colonial government of Massachusetts. Hutchinson was also the commander
of Castle Williams, a fortress on a small island in Boston Harbor where
troops could be stationed as needed to protect (or control) the harbor
and the city. In the legislative branch Hutchinson was a member of “the
Council” that controlled legislative business and took charge of
communicating matters of importance from colonial assembly to
the royal governor.
Hutchinson was also the leader of the court party in the legislature. At
this time, the court party held the majority of the seats in the
legislature and generally represented the views of the wealthiest towns
and businesses in the colony. The party was led by a relatively small
group of politicians who consistently supported the Governor and the
Crown and occupied all the important civil and military positions in the
province. The court party’s positions were comparable in some respects
to those of the Tory party in England that generally favored the
prerogatives or rights of the king and the aristocracy. Governor Bernard
and others had suggested many times that a cure for the political ills
of the colonies—meaning generally speaking the frustrating checks to the
power of royal governors—would be the establishment of an American
nobility. Hutchinson shared these views. A number of members of the
court party, particularly Thomas Hutchinson, saw themselves to a degree
as the future aristocrats of America—a rough parallel to the English
House of Lords. For reasons that seem odd in retrospect, Hutchinson and
his party favored Writs of Assistance and enforcement of the Acts of
Trade.
James Otis, Jr.’s, appointment as Advocate General to the Admiralty
Court, the court charged with bringing violators of the old smuggling
laws to justice, was undoubtedly seen by some as Otis’s personal
invitation to this new elite group of officials. Certainly the
appointment was evidence for the high regard royal officials held of
Otis’s legal skills. The royal government wanted and needed the best
attorney in the colony for this job and was willing to see that he was
well compensated, and the man they chose was Otis.
However, Otis and many others in the colony objected to Hutchinson’s
appointment as Chief Justice not only because the action placed
Hutchinson, who had had no formal legal training, at the head of the
highest court in Massachusetts but also because the appointment grossly
violated the principle of separation of powers, a matter of importance
in English law and government theory, and virtually assured approval of
the Writs. In addition to Hutchinson’s executive and legislative duties,
he was already a judge in two counties over the Probate Courts, which
took care of matters relating to wills and the distribution of property
left behind by people who died. Furthermore, Hutchinson was not just
taking his place at the end of a line of four other superior court
justices waiting to fill the vacancy left by the death of the Chief
Justice Sewall. Royal Governor Bernard appointed Hutchinson as the
Chief Justice of the Superior Court, which consisted of five
superior court justices, instead of Benjamin Lynde who was technically
next in the line. Someone questioning the legality of an act of the
Royal government could expect little impartiality or justice from a
Superior Court with a Chief Justice who was a high official in both the
executive and legislative branches of that government.
Bernard’s motives for appointing Hutchinson Chief Justice seemed obvious
to John Adams. He said that, “every observing and thinking man knew that
this appointment was made for the direct purpose of deciding this
question [of the legality of Writs of Assistance] in favor of the
Crown.” Hutchinson was the only man in the colony whom Bernard could
count on to approve the Writs of Assistance.
It is difficult in retrospect to understand why Hutchinson supported
Writs of Assistance. Ten years earlier, Hutchinson had defended his
brother Foster’s warehouse against a crew of customs men who were
determined to break in and look for illegally imported ironware.
Hutchinson, who was Lieutenant Governor at that time also, warned the
inspector that the Writs of Assistance signed by Governor Shirley were
illegal and of no value and suggested that the Superior Court should
issue these general search warrants even though the court never did.
Apparently Hutchinson’s advice to Governor Shirley was not widely known.
Not until the third volume of Hutchinson’s History of Massachusetts
was published shortly after John Adams’ death in the early 1800s did
Adams’ sons Charles Francis and John Quincy Adams learn that Hutchinson
had told Governor Shirley that Writs of Assistance were illegal. The
Adams brothers concluded that Hutchinson’s maneuvers to get the Writs of
Assistance approved in 1761 were evidence of a gross deficiency in
Hutchinson’s moral character. They wrote this about Writs of Assistance
and Hutchinson in their book The Life of John Adams:
Governor Shirley had been in the habit of issuing, upon his own
authority, these warrants [writs of assistance], until informed
indirectly by Hutchinson himself that they were illegal, and that he
then directed that application should be made for them to the superior
court. No such process, however, had before issued from that court. It
was sanctioned or recognized by no act of the provincial legislature,
and rested upon two acts of parliament, the first passed only two years
after the restoration of the Stuarts, in the spirit of the navigation
acts, and the second in the reign of William the Third, sixty-five years
before the time when it was to receive this new application. There can
be no doubt that it was one of Hutchinson’s expedients, adopted for the
promotion of his own ambitions, by paying sedulous court [diligent or
groveling attention] to the government in England.
In 1761 while these matters were being considered, Colonel James Otis,
James Otis, Jr.’s father, was by appointment of the previous governor
the Speaker of the House of Representatives, or the General Court as
the legislative assembly of the colony was sometimes called. He was also
the leader of the popular party, which generally supported rural views.
At this time the popular party sided with the merchants in opposing
Writs of Assistance and enforcement of the Acts of Trade. The party’s
positions were in some ways similar to those of the Whigs or the country
party in England, which generally favored limitations of the royal
prerogatives or the rights of the British Crown.
Colonel Otis had been promised by two previous governors that he
would be appointed as a justice to the Superior Court when Judge Sewall
died. James Otis, Jr. met with Hutchinson after Judge Sewall’s death and
came away believing that Hutchinson intended to support Colonel Otis’s
appointment. Hutchinson’s appointment as Chief Justice came as a
complete shock to the Otises. Though James Otis, Jr. and his father
Colonel Otis never forgot this betrayal, Otis’s undying opposition to
the policies and politics of Thomas Hutchinson and his court party were
not motivated by personal revenge. Hutchinson and his court party
supported the new parliamentary policies, procedures, and restrictions
on trade as necessary measures to meet the financial crisis facing the
British Empire. The popular party led by the Otises was opposed to these
measures because they thought that Parliament, the Ministry, the Royal
Governor, and his appointees were acting illegally, irrationally, and
with undue selfishness.
Thomas Hutchinson accepted the post of Chief Justice of the Superior
Court of the Royal Colony of Massachusetts on November 13, 1760.
Immediately after hearing this news, James Otis, Jr. resigned his
lucrative post as the king’s Advocate General of the Admiralty Court.
Otis offered the Boston merchants both his legal expertise and his
insider’s knowledge of the legal irregularities and corruption going on
in the Bernard administration. Two cases taken up by Otis at this time
served as prologues to the Writs of Assistance trial and set the stage
for that trial’s tremendous impact.
The first matter Otis took on dealt with John Erving, a Boston merchant
and politician, whose ship the Sarah had been seized and sold at
auction along with its entire cargo for running customs. This seizure
was the first of its kind in 16 years. Otis knew that one third of the
money from the sale of the seized cargo and the ship—the king’s
share—was supposed to be placed in the colonial treasury to be used for
building up the colony. However, Otis knew that the king’s portion was
not going into the provincial treasury but was being used to pay off
informers. In Hutchinson’s History of Massachusetts, he notes
that “Mr. Otis, bred to the law, and at that time a practitioner in the
courts, took the advantage of this irregularity.”
On December 17, 1760, Otis petitioned the House of Representatives to
authorize the colonial Treasurer, Harrison Gray, to sue the Royal
Customs officials for recovery of the nearly £500 that had been paid to
informers. The matter was taken up twice in the Inferior Court, which
decided in favor of Otis and the colonial legislature both times.
However, the Superior Court, with Judge Thomas Hutchinson presiding,
reversed both decisions on technical grounds. Otis lost these cases, but
emerged as a champion of the Boston merchants. Otis succeeded in
publicly exposing and denouncing the royal government of Massachusetts
in a case of corruption which Hutchinson was forced to dismiss on less
than substantial grounds.
Otis’s next move was to sue royal customs officials for trespassing on
the Sarah in Massachusetts’ Inferior Court. Once again, the
Inferior Court ruled in favor of Otis, but Otis’s case was again
overturned by Hutchinson in the Superior Court. Despite the loss, which
was expected, Otis gained new friends in Boston and demonstrated the
extent to which the Superior Court under Hutchinson was at odds with the
Inferior Court.
On December 27, 1760, news reached Boston that King George II had
died.41 The King’s death meant that within six months all commissions
and all official papers bearing his personal seal would have to be
renewed under George III. The leaders of Boston’s Merchant Society
seized this opportunity to take the customs men back to court to protest
the constitutionality of the Writs of Assistance.
At first, the merchants approached Benjamin Pratt to represent them, but
he declined having just been appointed as Chief Justice of the Superior
Court of New York. The merchants then approached James Otis, Jr. and
Oxenbridge Thatcher who gladly took the case without charging a fee.
They filed a petition with the Superior Court insisting that the Writs
as issued in the past were unconstitutional. Thomas Lechmere, the
surveyor general of customs in North America who resided in Boston, was
caught off guard, but quickly responded with a counter-request to the
Superior Court that the Writs of Assistance be granted “as usual.”
The royal government then employed Jeremiah Gridley, the man who had
taught law to Otis, Thatcher, Samuel Quincy and many other prominent
attorneys in the Boston area, to defend their position and plea for the
approval of Mr. Cockle’s request for Writs of Assistance. Thus the
battle lines were drawn. This was to be the showdown between James Otis,
Jr., the brilliant, Harvard-educated, Gridley-trained, former Royal
Advocate, and Thomas Hutchinson, the outwardly pious, proper,
intelligent, and competent Lieutenant Governor, but legally untrained
Chief Justice of the Superior Court, who now seemed to be an inwardly
office-and power-hungry, obsequious Crown appointee and puppet of the
corrupt, money-hungry Royal Governor Bernard. During this trial, the
leaders of the popular party and the court party would meet face to face
to decide whether colonial interests could or should prevail over the
dictates of the British Parliament and Crown.
The Trial
The trial took place in the Council chamber of the Old Town House on
King Street. The room was large and elegantly decorated. Hanging in the
room were two full-length portraits of Charles II and James II, men
whose actions, ironically, would be scrutinized that day. There were
five judges present, including Hutchinson who presided as Chief Justice.
The judges sat around a great fire burning in the large fireplace used
to heat the spacious stateroom on that cold February day. The judges
wore voluminous wigs, broad bands, and robes of scarlet English cloth.
Barristers, or attorneys who could present cases in the Superior Court,
common attorneys, and important citizens and government officials from
the Boston area and the surrounding counties filled the room. Adams had
been practicing law for only two years. He was the youngest of the
barristers present and took notes.
Gridley opened for the Crown. Gridley said that the legal foundations
for the Writs in question were found in the 12th and 14th statutes of
Charles II and that the authority of the Supreme Court in the Province
to grant it was derived from the 7th and 8th statute of William III
which gave revenue officers in this country the same powers as officers
in England and that in the execution of their duty they should receive
the “like assistance.” Tudor, a judge himself, commented, “It
seems a most stained and preposterous inference, to make the general
term, like assistance, mean a special and odious process called a
Writ of Assistance, invented in the worst time of the Stuart
tyranny.” Tudor said that Gridley’s arguments all rested on the
consideration: “if the Parliament of Great Britain is the sovereign
legislator of the British Empire.”
Gridley argued that certain restrictions of individual liberties were
necessary in any society. Taxes and tariffs had to be honored and
collected or the province would fall apart. The Writs of Assistance,
which had worked successfully in the past, should continue, even though
he admitted that public opinion was overwhelmingly against them. A
finding by the Court against the Writs would, he said, disrupt the whole
economic structure of government.
Oxenbridge Thatcher was the first to speak for the merchants. Thatcher
began by asking exactly what this writ should look like, thus forcing
the Crown to acknowledge that there were no standard forms for such
Writs or general search warrants in any of the standard legal references
available anywhere in the colony as there were for the usual special
search warrants that everyone recognized as legal. Adams commented on
this point:
The form of this writ, was no where to be found; in no statute, no
law book, no volume of entries; neither in Rastall, Coke, or
Fitzherbert, nor even in the Instructor Clericalis, or Burns Justice.
Where then was it to be found? No where, but in the imagination or
invention of Boston Custom House Officers, Royal Governors, West India
Planters, or Naval Commanders.
Then Thatcher insisted that the power to issue Writs of Assistance had
not been officially delegated to any court in the colony. He also
brought up the issue that there was a serious question whether the
Superior Court of Massachusetts could in any way consider its powers
equal to those of the British Court of the Exchequer where Writs of
Assistance had been issued in the past in England.
The relationship of the colonial courts to the British courts was a
critical issue that was taken up again by Otis. To have admitted that
the Superior Court of Massachusetts was in any way equivalent to
the Court of the Exchequer would have been a death blow to the idea that
the colonies were under the rule of the English Courts and
Parliament. The royal government was trying to promote the idea that the
British Parliament and the British courts had jurisdiction or
legislative and judicial power over the colonies. To have
admitted that the Massachusetts Superior Court was equivalent or
superior to the Court of the Exchequer in England for the people of
Massachusetts would have refuted the very position that the Crown and
Hutchinson had been trying to establish.
According to Tudor, Gridley’s arguments were presented in a learned,
dignified, and ingenious manner. Thatcher’s arguments were given in a
tone of great mildness and moderation. Both Gridley and Thatcher spoke
only briefly. In contrast, when Otis began, the tone of the proceedings
changed dramatically. According to John Adams:
Otis was a flame of fire!—with a promptitude of classical Allusions,
a depth of Research, rapid summary of historical events and dates, a
profusion of legal Authorities, a prophetic glare of his Eye into
Futurity, and a Torrent of impetuous Eloquence. He hurried away
everything before him.
Otis opened his four-hour attack with these memorable words:
May it please your Honors...I will to my dying day oppose with all
the power and faculties God has given me, all such instruments of
slavery on the one hand, and villainy on the other, as this writ of
assistance is. It appears to me the worst instrument of arbitrary power,
the most destructive of English liberty and the fundamental principles
of the constitution, that ever was found in an English law book.
Otis argued that Writs of Assistance were illegal by first discussing
the legal precedents supporting the illegality of general search
warrants and the legality of special or limited search warrants.
Your Honors will find in the old books concerning the office of a
Justice of the Peace, precedents of general warrants to search suspected
houses. But in more modern books, you will find only special warrants to
search such and such houses, specially named in which the complainant
has before sworn that he suspects his goods are concealed; and will find
it adjudged that special warrants only are legal. In the same manner I
rely on it that the writ prayed for in this petition, being general, is
illegal...
Everyone with this writ may be a tyrant in a legal manner, also may
control, imprison, or murder anyone within the realm...Every man may
reign secure in his petty tyranny, and spread terror and desolation
around him, until the trump of the arch-angel shall excite different
emotions in his soul.
Otis elaborated on the sanctity of home and property as an established
principle of English common law.
Now one of the most essential branches of English liberty is the
freedom of one’s house. A man’s house is his castle; and whilst he is
quiet, he is as well-guarded as a prince in his castle. This writ, if it
should be declared legal, would totally annihilate this privilege.
Custom-house officers may enter our houses when they please; we are
commanded to permit their entry. Their menial servants may enter, may
break locks, bars, and everything in their way: and whether they break
through malice or revenge, no man, no court, can inquire. Bare suspicion
without oath is sufficient...
After showing how dangerous the Writs of Assistance were to the
fundamental freedom of one’s house, Otis showed how little control the
court had over customs officials armed with these Writs. He then gave an
example of how a Writ of Assistance had recently been used for personal
revenge:
This wanton exercise of this power is not a chimerical suggestion of
a heated brain. I will mention some facts. Mr. Pew had one of these
writs, and when Mr. Ware succeeded him, he endorsed this writ over to
Mr. Ware: so that, these writs are negotiable from one officer to
another; and so your Honors have no opportunity of judging the persons
to whom this vast power is delegated.
Another instance is this: Mr. Justice Walley had called this same Mr.
Ware before him, by a constable, to answer for a breach of the
Sabbath-day acts, or that of profane swearing. As soon as he had
finished, Mr. Ware asked him if he had done. He replied, ‘Yes.’
‘Well then,’ said Mr. Ware, ‘I will show you a little of my power. I
command you to permit me to search your house for unaccustomed goods;’
and went on to search the house from the garret to the cellar; and then
served the constable in the same manner!
General writs, Otis argued, were a direct violation of the natural
rights of man, which were incorporated into the English constitution as
fundamental laws in the old Saxon laws, the Magna Carta, and in 50
confirmations of it in Parliament. Charles I lost his head, and James II
lost his throne due to their violations of these basic rights. Otis
asserted that the security of these rights to life, liberty, and
property, had been the object of all the struggles against arbitrary
power in every age.55 Otis declared:
All precedents are under control of the principles of the law....No
Acts of Parliament can establish such a writ. Though it should be made
in the very words of the petition, it would be void. AN ACT AGAINST THE
CONSTITUTION IS VOID. It is the business of this court to demolish this
monster of oppression and to tear into rags this remnant of Starchamber
tyranny.
Otis argued that natural rights could never be denied to British
subjects in either England or America because they were thoroughly
incorporated into British constitutional law and the provincial or
colonial charters. Otis also soundly condemned the idea of “virtual
representation.”
Our ancestors as British subjects, and we, their descendants, as
British subjects, were entitled to all those rights by the British
constitution, as well as by the law of nature, and our provincial
charter, as much as any inhabitant of London...or any part of England;
and were not to be cheated out of them by any phantom of ‘virtual
representation’ or any other fiction of law or politics...These rights
were inherent and inalienable. That they could never be surrendered or
alienated, but by idiots or madmen, and all acts of idiots and lunatics
were void, and not obligatory by all the laws of God and man.
Otis then examined the Acts of Trade one by one and demonstrated how
they also destroyed all security of property, liberty, and life, every
right of nature, the English constitution, and the charter of the
province. He asserted that no distinction between external and internal
taxes existed in theory or upon any principle but “necessity.” Because
of these considerations, the British government never dared until this
time to enforce them, but instead had allowed many of those unjust laws
to lay dormant for almost a century. Otis allowed the Navigation Acts to
be binding on Massachusetts because the Massachusetts legislature
eventually consented to them even though their implementation was
delayed for 15 years by Governor Leverett of Massachusetts. In 1675
Governor Leverett very candidly informed his majesty Charles II that the
Navigation Act had not been executed earlier because it was thought to
be unconstitutional “Parliament not having authority over us.”
Otis attacked the references cited by Gridley, which he used to
establish the authority of the Writs of Assistance. Tudor says that Otis
denied the 13th and 14th statutes of Charles II cited by Gridley to be
either authority or precedent, or to have the least color of either in
America. Both acts specifically state that Writs of Assistance were to
be issued under the seal of the Court of
Exchequer and were returnable to it. After citing both these acts, Otis
asked with triumphant confidence, “Where is your seal of his Majesty’s
Court of Exchequer, and what has the Court of Exchequer to do here?”
Neither Hutchinson nor the other judges dared say that the Superior
Court of Massachusetts was equivalent to the Court of the Exchequer in
England because the idea would have been fatal to the idea of the
supremacy of the English Parliament and the English Courts over the
colonies. Even if the Court of Exchequer had issued the Writ of
Assistance in question, Otis denied the jurisdiction of that court in
America and argued substantively to support that notion.
Otis suggested that Writs of Assistance seemed more fitting to the
tyrannous era of Charles II than to their own time and mocked the
tyrannous tendencies of the English Parliament of their day and the
servile nature of the people of England who would consider submitting to
such a Writ. Tudor states:
Such a Writ of Assistance, [Otis] said, might become the reign of
Charles II, and he would not dispute the taste of the Parliament of
England in passing such an act, nor the people of England in submitting
to it, but it was not calculated for the meridian of this country. He
insisted further, that these warrants and writs were even in England
inconsistent with the fundamental laws, the natural and constitutional
rights of the subjects. If, however, it would please the people of
England, he might admit that they were legal there, but not here.
Otis spoke vehemently against the tyranny of taxation without
representation. Tudor says, “From the energy with which [Otis] urged
this position, that ‘Taxation without representation was tyranny,’ it
came to be a common maxim in the mouth of everyone. And with him it
formed the basis of all his speeches and political writings.” Otis also
believed that “expenditures of public money without appropriations by
the representatives of the people, were arbitrary, unconstitutional and
therefore tyrannical.” Otis took special note of The Molasses Act of
1733 and said that it was especially calculated to bring in enormous
amounts of revenue at a devastating cost to the income and trade of
Massachusetts.
[Otis] asserted this act to be a revenue law, a taxation law, made by
a foreign legislature, without our consent, and by a legislature who had
no feeling for us, and whose interest prompted them to tax us to the
quick.
Otis knew that if the colonists lost their rights to representation in
the political bodies that had the power to tax them, if they lost their
rights to protection from unrestrained searches of their homes and
seizures of their property, and if they lost their power of the purse
over the royal governors and his appointees, they would become mere
slaves.
It was this line of reasoning that led Otis to a discussion of slavery
in general and the contradictory rights of slaves and masters which he
knew could justify massive slave uprisings. Otis, as a scholar of both
Latin and Greek and of Greek and Roman history, was undoubtedly familiar
with the story of the Servile Wars—i.e. of Spartacus and the slave
uprisings seen in Sicily and the Italian peninsula during the late Roman
Republic—and may have alluded to these events during the trial. If
American colonists were enslaved by England, similar uprisings became a
distinct possibility. Relatively small Negro slave uprisings had already
occurred on several occasions in the southern colonies. With the rising
slave population in America, larger and more devastating uprisings
became a distinct possibility, especially if the slaves ever came to
understand the principles that Otis presented so clearly and vigorously
during this trial. Thoughts of slave uprisings caused Adams and others
to shudder enough to vigorously support the abolition of slavery in
Massachusetts and other northern states shortly after the Revolution.
Adams recalled:
Nor were the poor Negroes forgotten. Not a Quaker in Philadelphia,
nor Mr. Jefferson of Virginia ever asserted the rights of Negroes in
stronger terms. Young...and ignorant as I was, I shuddered at the
doctrine he taught...and at the consequences that may be drawn from such
premises. Shall we say, that the rights of masters and servants clash,
and can be decided only by force?
The Reaction to Otis’s Attack
Throughout the trial, Adams noted the great respect that Otis showed
toward his old mentor Mr. Gridley who defended Writs of Assistance for
the royal government. Adams told Tudor:
Otis was the pupil of Gridley...[and treated] his master with all the
deference, respect, esteem, and affection of a son to a father...while
he baffled and confounded his authorities, confuted all his arguments,
and reduced him to silence!.... He dashed [his arguments] to pieces and
scattered the pulverized atoms to the four winds.
At the close of Otis’s argument, the Court adjourned. The judges issued
no statements. Adams said that Otis’s attack succeeded in raising such a
storm of indignation against Writs of Assistance that even Hutchinson,
who had been appointed on purpose to approve this writ, dared not utter
a word in their favor. For four days Hutchinson and the other judges
considered every argument Otis raised. It was not until the close of the
term of the court that Hutchinson finally issued this statement:
The court has considered the subject of writs of assistance and can
see no foundation for such a writ; but as the practice in England is not
known, it has been thought best to continue the question to next term,
that in the meantime opportunity may be given to know the result.
In November of 1761 during the next term of the Superior Court, a Writ
of Assistance from England was produced and approved by the Court.
However, Adams said it was “a mere form to save the pride of the
administration as nothing after the first trial was afterwards heard of
this odious instrument...It was generally reported and understood that
the Court clandestinely granted [Writs of Assistance] and the custom
house officers had them in their pockets, though I never knew that they
dared to produce and execute them in any one instance.” Only special or
limited search warrants or writs, which everyone agreed were legal, were
ever used after that time in Massachusetts.
Writs of Assistance were issued briefly in England at this time. One
such Writ provided the foundation for Gridley’s arguments in the second
trial on Writs of Assistance and were used in 1763 to apprehend the
papers and person of John Wilkes, a member of Parliament who published
insulting remarks about King George III. These remarks were published in
the North Briton, No. 45, on April 23, 1763. General warrants
were issued for the apprehension of the author, the printers, the
publisher, and their personal and business papers. Wilkes was arrested
and expelled from the House of Commons on January 19, 1764. Later that
year in 1764, the general warrants used to gather evidence against him
were declared illegal by the Chief Justice of England.
In 1766, only five years after the Writs of Assistance trial in Boston,
the Superior Court of Connecticut asked for legal advice from London as
to whether or not its Superior Court had the same power as the Court of
the Exchequer for issuing Writs of Assistance. The attorney general of
England, William de Grey, in an official, written opinion, said that he
could find no legal basis for the colonies to issue these writs. In
other words, he declared that Writs of Assistance were illegal in the
colonies!
Otis was an instant hero after the trial. John Adams’ sons said this
about the general effect of Otis’s argument against Writs of Assistance:
The effect of the argument was electrical, although the interest upon
which it could immediately operate was necessarily limited to the colony
where the question arose. It was not like the Stamp Act, which bore at
once upon the property and passions of the people of all the colonies.
The introduction of the writs of assistance would in the first instance
have affected only the rights of a few merchants of Boston and Salem.
But the principle of tyranny was in it, and it was the natural precursor
of the Stamp Act.
As a direct result of his attack on Writs of Assistance, Otis was
elected as a representative of Boston to the General Court in May 1761
and took over the leadership of the popular party from his father.
From the evidence provided by John Adams, his sons Charles Francis and
John Quincy Adams, Judge William Tudor, and others, it is difficult to
call Otis’s attack on Writs of Assistance a failure or a loss except in
a very limited and technical sense. From Adams’ perspective, Otis won a
major legal and moral victory, a belief which Adams
believed was shared by every official, merchant, attorney, and barrister
who was present at the trial and probably by Mr. Gridley and Mr.
Hutchinson, too, along with a large portion of the population of Boston
who made Otis their representative in the legislature in the very next
election!
Otis’s efforts in the legislature, in the press, in the caucuses of
Boston, and in towns all over Massachusetts and the rest of New England
over the next 10 years led directly to the downfall of Hutchinson and
his court party and to the Revolutionary War. By eloquently and
forcefully establishing the principle that “taxation without
representation was tyranny” and that public expenditures not approved by
representatives of the people were tyrannical, Otis created a broad
sense of watchfulness and a widely held disposition to resist vehemently
every encroachment of the civil liberties guaranteed to British
subjects. Tudor says, “The public was taught to look at principles, and
to resist every insidious precedent inflexibly.” Tudor believed that it
was Otis’s influence which led Edmund Burke, an influential English Whig
politician who supported the American Revolution but was critical of the
French Revolution and wrote the widely-read book Reflections on the
Revolution in France, to make these comments regarding the unusual
watchfulness of the people of the British North American colonies that
became the United States:
In other countries the people, more simple, of a less mercurial cast
[a less rapid and unpredictable changeableness of mood], judge of an ill
principle in government, only by an actual grievance; here [in America]
they anticipate the evil, and judge of the pressure of the grievance, by
the badness of the principle. They augur [predict or discern]
misgovernment at a distance; and sniff the approach of tyranny in every
tainted breeze.
Otis led the attacks against the Stamp Act and the Townshend Acts,
created the public feeling or the political “atmosphere,” and laid the
legal and ideological foundation for the American Revolution.
According to John Adams, Otis’s attack on Writs of Assistance was a
major turning point not only in his life but for everyone present at the
trial and for the nation as well and marked the birth of the movement
for independence in America:
I do say in the most solemn manner, that Mr. Otis’ oration against
Writs of Assistance breathed into this nation the breath of life.
Every man of an immense, crowded audience appeared to me to go away
as I did, ready to take arms against Writs of Assistance. Then and there
was the first scene of the first act of opposition to the arbitrary
claims of Great Britain. Then and there, the child Independence was
born. In fifteen years, i.e. in 1776, he grew up to manhood and declared
himself free.
This trial was, to Adams, the beginning of the real American
Revolution—a pivotal event in the history of our nation and the world.
Brandon Hopkins is a Junior at the Waterford School in
Sandy, Utah, where he wrote this paper for Diana Jennings’ Issues in
History course during the 2002/2003 academic year.